Steve Small
Chief Compliance Officer, Registered Investment Advisor representative
Stephen Small is a registered investment advisor representative who provides financial planning and investment advice to individuals. Stephen also assists small and medium-sized businesses with the definition, implementation and on-going support of corporate 401(k) retirement and profit-sharing plans. In addition to advising clients, Stephen participates in the review, analysis and recommendation of portfolio investment options. Stephen serves as the Chief Compliance Officer for Aspen Wealth Management. Prior to joining Aspen, Stephen co-founded and managed successful entrepreneurial businesses in the retail, wholesale and internet arenas. Stephen also worked as a senior manager in the Telecom Industry Group of Andersen Consulting (now Accenture) where he consulted with several multi-billion dollar clients. Stephen brings a unique blend of corporate and industry perspectives to Aspen’s investment analysis activities. Stephen received his Bachelor of Science degree in Industrial Engineering, with honors, from Iowa State University. Stephen is married, has a son and enjoys golfing and travelling.
email: steve@aspenwealth.com
